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Lockton Professional offers liability insurance solutions for financial professionals. If you’re looking for insurance for accountants, CPA liability insurance, Attorney liability insurance, insurance for RIAs or coverage for your credit union, we make finding the right policy easy.

Not your standard-issue insurance policy

At Lockton Professional, we’re laser-focused on insurance for financial professionals such as CPAs, Accountants, RIAs, Investment Advisors, credit unions, and the specialized insurance for Attorneys. By keeping our focus narrow, our consultants have decades of dedicated experience, knowledge and expertise providing insurance protection for professionals just like you.

360° comprehensive coverage

What’s it mean? It means we’ve made it easy.

We’ve packaged Professional Liability Insurance, Cyber Liability Insurance and General Liability Insurance into one all-inclusive bundle to protect your company, employees and offices. Just one call and you have the coverage you need for:

  • Accountant Insurance
  • CPA Insurance
  • Investment Advisor Insurance
  • RIA Insurance
  • Financial Advisor Insurance
  • Credit Union Insurance
  • Attorney Insurance

Risk management strategies

We go further to protect you than just your policy. We provide risk management consultants and resources aimed to help certified public accountants, registered investment advisors and lawyers minimize their business exposures and risks.

Top-notch partnerships

Your company benefits from our partnerships with specialty insurance carriers rated “A” or higher by A.M. Best, for the highest standards of underwriting and claims service. And, by being part of Lockton Affinity, we have some of the best negotiating power in the industry (which means you get better rates).

Personal service

The backbone of Lockton Professional is customer service. We’re excited to serve you and your business.

We invite you explore from the industries below. Click to learn more about the Professional Liability Insurance solutions we offer, and request a free, no-obligation quote from our experienced team today!

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At Lockton Professional, we offer commercial insurance solutions designed to protect your company, employees and facilities. But we know you’re looking for more than just another insurance policy. With us, you’ll benefit from business solutions and risk management strategies that really make a difference, supported by 360° comprehensive coverage from carriers rated “A” or higher by A.M. Best. Most importantly, you’ll get personal service from knowledgeable professionals who really listen.

Let’s get started. Choose your industry from the options below to learn more.

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What Our Customers Are Saying next prev

  • Lockton Professional’s understanding of, and experience in the retirement advisory industry enables them to respond quickly to the needs of our CEFEX certified affiliates. Tom Schrandt and his team, most maintaining the AIF designation, designed an insurance program which not only significantly lowers premiums for our member firms, but more importantly, offers the most comprehensive coverage available in the marketplace today. Lockton’s unmatched experience and strong carrier relationships are just a couple reasons why CEFEX has carefully chosen them as our valued partner in the insurance industry.

    Carlos Panksep, Managing Director, CEFEX

  • Tom Schrandt and his team at Lockton Affinity, LLC bring both efficiency and expertise to the table. Not only do they meet our insurance needs in a timely fashion, striving to bring us the most economical deal, but they also bring expertise to the table in the ERISA arena, something rare to find in the industry. We have worked with Tom and his team for several years and we look forward to continuing to work with him in the future.

    Jason C. Roberts, CEO, Pension Resource Institute

  • Working with Lockton Affinity was a pleasure. I found them to be knowledgeable and professional. They place an emphasis on client service, and I felt my best interests were a priority. It’s the best of both worlds when you work with such a large, established company, yet have the confidence that you’ll receive the personal attention you expect.

    Tom Henell, President , Smart Creative Business, LLC

The DOL’s proposed change to IRA fiduciary regulations could weigh the heaviest on small IRA account holders.

The Department of Labor has proposed changing a law that dates back to 1975. In essence, the new regulation would expand the meaning of the term “fiduciary” to include those who handle IRAs. The 1975 definition was outlined in the Employee Retirement Income Security Act (ERISA) and did not include those who managed Individual

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Our own Vice President, Tom Schrandt, weighs in on The Right Protection.

When it comes to fiduciary insurance and data protection, Tom is an expert. So much so, he was selected to contribute to an article spanning those topics and more. Covering specifics such as how it’s best to coordinate cyber liability with error and omissions (E&O) insurance and the advantages of working with a carrier

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