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Centre For Fiduciary Excellence

Insurance Options for CEFEX-Certified Firms

CEFEX-certified firms demonstrate adherence to the industry’s best practices, giving investors assurance that their investments are being managed in the best possible manner. As an additional reward for the time and effort you put into getting certified, you now also have access to discounted rates on the insurance coverage you need to protect your business.

CEFEX has partnered with Lockton Affinity’s Lockton Professional group to offer CEFEX-certified firms a generous discount on their Professional Liability Insurance Premiums.

This coverage discount applies to the insurance products financial professionals need, including:

  • Professional Liability/Errors & Omissions (E&O) Insurance
  • Directors & Officers (D&O) Liability Insurance
  • Fiduciary Liability Insurance
  • Cyber Liability Insurance
  • Investment Advisor ERISA Bonds

Through a network of the nation’s leading insurance companies, Lockton Professional provides the most comprehensive insurance solution on the market for Registered Investment Advisors (RIAs), Third-Party Administrators (TPAs) and Record Keepers.

If you’re a CEFEX-certified firm, you’re poised to take advantage of this generous discount on your insurance. To request a quote and take advantage of our discount offer, simply download an application or call us at 1-866-386-2544 for more information.

Lockton Professional’s understanding of, and experience in the retirement advisory industry enables them to respond quickly to the needs of our CEFEX certified affiliates. Tom Schrandt and his team, most maintaining the AIF designation, designed an insurance program which not only significantly lowers premiums for our member firms, but more importantly, offers the most comprehensive coverage available in the marketplace today. Lockton’s unmatched experience and strong carrier relationships are just a couple reasons why CEFEX has carefully chosen them as our valued partner in the insurance industry.

Carlos Panksep, Managing Director, CEFEX